Audience: U.S. compliance leaders, risk managers, auditors, and HR and finance executives.
What is risk & GRC webinar training?
It is a live, expert-led program by TheComplyGuide. It teaches governance, risk, and compliance practices that work in the U.S. market. A landmark study shows non-compliance can cost 2.71× more than compliance, which makes timely training essential.
Why this matters today
Regulatory pressure is rising across sectors. Penalties and consent orders are growing. Exam cycles are faster. Control gaps are costly.
TheComplyGuide delivers concise, practical sessions that fit busy teams. Each webinar aligns with real enforcement themes. Your staff learns what examiners ask first.
The numbers behind the risk
- Non-compliance costs can be 2.71× higher than compliance costs.
- Training evidence can reduce fines and penalties when issues occur.
- Digital delivery helps reach hybrid teams without losing consistency.
These data points show why training is not optional. Training is a strategic control.
How to strengthen compliance fast
- Enroll key roles in one focused track this month.
- Apply the provided control checklists within seven days.
- Run a quick gap review before the next audit window.
- Document actions and evidence for exam readiness.
What you will learn
Core GRC foundations
- Modern risk assessment and control testing.
- Policies, standards, and control ownership.
- Issues, CAPAs, and remediation tracking.
- Board reporting and regulator-ready narratives.
U.S. regulatory focus
- DOJ, SEC, FINRA, OCC, and CFPB expectations.
- HHS OCR, HIPAA, and privacy program hygiene.
- FDA software validation and data integrity basics.
- FFIEC risk themes and third-party oversight.
Benefit–risk comparison
This table summarizes immediate benefits and the risks of delay.
| Invest now | Delay training |
|---|---|
| Faster audit readiness and clearer evidence trails. | Scramble before exams with weak documentation. |
| Aligned controls across risk owners and functions. | Fragmented controls and unclear ownership. |
| Lower enforcement exposure and remediation spend. | Higher likelihood of orders, fines, and monitors. |
| Confident board reporting with defensible metrics. | Reactive reporting and limited risk insight. |
| Recorded content supports rapid new-hire onboarding. | Knowledge gaps persist across teams and shifts. |
Who teaches your team
TheComplyGuide partners with recognized authorities. These experts bring decades of front-line experience.
FDA and data integrity
David Nettleton guides software validation and Part 11 practices. Carolyn Troiano and Paul R. Hales cover data integrity and HIPAA clarity. Life sciences teams gain inspection readiness skills fast.
Cybersecurity and resilience
Dr. Michael C. Redmond teaches incident response and business continuity. Sessions include ISO-aligned playbooks and tabletop scenarios for leaders.
Banking and BSA/AML
Doug Keipper shares BSA/AML insights from bank leadership. Dev Strischek covers credit culture, CECL, and policy design for lenders.
HR and workplace compliance
Ronald Adler and Diane L. Dee deliver HR audit and employment law essentials. Janette S Levey translates legal risk into practical steps for managers.
Accounting and tax
Jason Dinesen simplifies federal updates and ethics. Finance teams leave with checklists and a clear plan for quarter-end.
Program format and access
- Live, paid webinars with real-time Q&A.
- Registrants get on-demand recordings for later review.
- Action packs include templates and control guides.
- Sessions target U.S. rules and examiner focus.
We do not sell self-paced marketplace courses. We focus on high-impact expert delivery.
Outcomes you can measure
Operational gains
- Shorter audit cycles and fewer follow-ups.
- Cleaner evidence tied to specific controls.
- Better risk ratings and remediation velocity.
Cultural gains
- Shared language across risk owners.
- Clear accountability with fewer hand-offs.
- Leaders invest in prevention, not cleanup.
How the curriculum maps to U.S. expectations
- Risk assessment: identify scenarios, owners, and metrics.
- Controls: map to policy and test methods.
- Issues: triage, root cause, and CAPAs.
- Reporting: board, regulators, and auditors.
- Third parties: inherent risk and ongoing monitoring.
- Privacy: HIPAA, state laws, and data handling.
- Cyber: detection, escalation, and response.
Who should attend
We recommend cross-functional cohorts. The mix drives alignment and speed.
- Chief compliance officer
- Chief risk officer
- Head of internal audit
- HR and legal leaders
- Finance controllers
- IT security leaders
How to enroll
Use the contact form to request dates and cohort seats. We respond fast.
You can also email care@thecomplyguide.com. Our team will reply quickly.
Risk & GRC Webinar Training: Frequently asked questions
This embedded FAQ helps U.S. teams understand how TheComplyGuide’s expert-led sessions reduce exposure, speed audit readiness, and build durable governance.
What is Risk & GRC Webinar Training at TheComplyGuide?
It is a live series focused on governance, risk, and compliance for U.S. organizations. Sessions are led by recognized experts with deep regulator-facing experience. Attendees get recordings, toolkits, and practical steps they can implement immediately.
How does this relate to risk and compliance training?
The program is designed as targeted risk and compliance training that aligns policy, control testing, and evidence creation. The format turns obligations into repeatable practices your team can sustain across quarters.
What topics do the GRC webinars cover?
Our GRC webinars address risk assessment, control mapping, issues and CAPA management, third-party oversight, privacy, cybersecurity, and board reporting. Industry tracks include banking, healthcare, life sciences, HR, and accounting.
Who teaches the sessions?
Training is delivered by specialists featured on our Regulatory Experts page. Their backgrounds span FDA software validation, HIPAA, HR audits, BSA/AML, cyber resilience, and internal controls. Each brings decades of hands-on, regulator-ready practice.
How is regulatory risk training different from general compliance courses?
General courses teach concepts. Our regulatory risk training connects those concepts to current U.S. enforcement themes and exam questions. You leave with checklists, narratives, and metrics that withstand scrutiny.
Do you run risk audit webinars for audit teams and control owners?
Yes. Our risk audit webinars show how to scope, test, and document controls. We cover risk-based sampling, evidence hygiene, issue grading, and remediation paths that align with examiner expectations.
How will this improve compliance risk management in my company?
We help you operationalize compliance risk management by defining ownership, standardizing tests, and tightening evidence. Teams gain clarity on materiality, thresholds, KRIs, and when to escalate.
- Faster audit cycles and fewer findings.
- Cleaner documentation mapped to policies and standards.
- Better risk ratings with measurable remediation progress.
Can this support enterprise compliance across multiple business units?
Yes. The curriculum scales to enterprise compliance by aligning shared policies with business-unit control libraries. We emphasize consistent testing methods, unified taxonomies, and cross-functional reporting to the board.
Is there internal audit training for building effective first and third lines testing?
We offer internal audit training that covers planning, walkthroughs, test scripts, sampling, and issue validation. You learn to link findings to root cause and to track CAPAs to closure with defensible evidence.
What do participants receive after a live session ends?
Registrants receive an on-demand recording, slides, and practical tools such as checklists, templates, and reporting aids. These materials help teams apply the learning in real projects right away.
How do we enroll our team or request a private cohort?
Submit the form at thecomplyguide.com/contact or email care@thecomplyguide.com. Our team responds quickly with dates, pricing, and seat availability.
Do you provide industry-specific examples for banking, healthcare, and life sciences?
Yes. We tailor scenarios to your regulator set and control environment. Expect examples tied to FINRA and OCC exams, HIPAA privacy and security rules, and FDA data integrity and validation expectations.
Are these webinars self-paced courses?
No. We deliver paid, live expert sessions with Q&A, plus recordings for registrants. We do not sell marketplace courses. The live format ensures timely guidance and practical takeaways.